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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

DEPP 2.4 Third party rights and access to FCA material

As Published: 2013

DEPP 2.4 Third party rights and access to FCA material

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

COBS 13.5 Preparing product information: other projections

As Published: 2007

COBS 13.5 Preparing product information: other projections

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

As Published: 2015

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

Annual Financial Report for certain listed companies [deleted]

As Published: 2019

Annual Financial Report for certain listed companies [deleted]

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

LR 6.15 Shares of a third country company

As Published: 2017

LR 6.15 Shares of a third country company

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

LR 6.7 Working capital

As Published: 2017

LR 6.7 Working capital

LR 6.12 Specialist companies: property companies

As Published: 2017

LR 6.12 Specialist companies: property companies

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority