Search Result

281 - 300 of 829 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

CASS 5.2 Holding money as agent of an insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of an insurance undertaking

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

COBS 7.1 Application

As Published: 2007

COBS 7.1 Application

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

COBS 16.1 Application

As Published: 2007

COBS 16.1 Application

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

IPRU-INV 2.1 APPLICATION

As Published: 2019

IPRU-INV 2.1 APPLICATION

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action