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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

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Similar To

SUP 8.9 Decision making

COLL 6.9 Independence, names and UCITS business restrictions

SUP 16.17 Remuneration reporting

COCON 3.1 General factors for assessing compliance

REC 3.25 Significant breaches of rules and disorderly trading conditions

EG 2.6 Assisting overseas regulators

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

REC 3.21 Criminal offences and civil prohibitions

CONC 3.1 Application

PERG 8.4 Invitation or inducement

REC 6.6 Supervision

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

SYSC 19C.1 General application and purpose

IFPRU 8.2 Large Exposures

COLL 6.6B UCITS depositaries

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

LR 8.6 Criteria for approval as a sponsor

PERG 5.1 Application and purpose

SUP 16.4 Annual controllers report

EG 4.11 Approach to interviews and interview procedures