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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

As Published: 2015

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2019

IFPRU 4.6 Internal ratings based approach: probability of default

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities