Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

…

IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

…

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

…

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

…

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

…

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.21 Company statements, announcements and briefings

SUP 5.4 Appointment and reporting process

PERG 5.12 Link between activities and the United Kingdom

SUP 11.5 Notifications by firms

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

SUP 10A.7 FCA required functions

SUP 3.10 Duties of auditors: notification and report on client assets

BIPRU 1.3 Applications for advanced approaches and waivers

COLL 5.2 General investment powers and limits for UCITS schemes

EG 6.6 Publicity during, or upon the conclusion of criminal action (see chapter 12)

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

COLL 6.9 Independence, names and UCITS business restrictions

EG 19.7 The Open-Ended Investment Companies Regulations 2001

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy