Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

…

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

…

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

…

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

ICOBS 8.4 Employers’ Liability Insurance

PERG 5.8 The regulated activities: advising on contracts of insurance

PERG 8.9 Circumstances where the restriction in section 21 does not apply

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

COND 2.7 Business model

SUP 16.24 Retirement income data reporting

SUP App 3.3 Background

EG 19.34 Markets in Financial Instruments Regulations 2017

BIPRU 3.4 Risk weights under the standardised approach to credit risk

CASS 7.13 Segregation of client money

REC 2.5 Systems and controls, algorithmic trading and conflicts

COLL 8.6 Termination, suspension, and schemes of arrangement

SUP 10A.10 Customer-dealing functions

SUP 5.3 Policy on the use of skilled persons

SUP 12.1 Application and purpose

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

PERG 8.7 Engage in investment activity

COLL 7.5 Schemes or sub-funds that are not commercially viable

CONC 3.1 Application

PERG 10.4 Pension scheme service providers other than trustees