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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

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SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

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LR 3.1 Application

As Published: 2005

LR 3.1 Application

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DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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LR 9.1 Preliminary

As Published: 2005

LR 9.1 Preliminary

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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LR 8.1 Application

As Published: 2005

LR 8.1 Application

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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LR 12.1 Application

As Published: 2005

LR 12.1 Application

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LR 14.1 Application

As Published: 2005

LR 14.1 Application

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RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

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LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

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