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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

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EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

As Published: 2016

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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Effective Period

Similar To

SUP 10A.6 FCA governing functions

CASS 11.3 Responsibility for CASS operational oversight

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

PERG 9.3 The definition

FIT 1.2 Introduction

RCB 4.2 Enforcement powers and penalties

COND 1.3 General

SUP 6.2 Introduction

EG 4.9 Involvement of FCA supervisors during the investigation phase

CASS 5.5 Segregation and the operation of client money accounts

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

IFPRU 11.2 Individual recovery plans

PERG 8.4 Invitation or inducement

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

LR 8.6 Criteria for approval as a sponsor

REC 2.15 Discipline

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 9.8 The effect of the FCA's decision to make a prohibition order

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

EG 15.4 Disqualification under section 249 or section 261K