Search Result

181 - 200 of 1130 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

LR 6.10 Specialist companies: mineral companies

As Published: 2017

LR 6.10 Specialist companies: mineral companies

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

COBS 6.2A Describing advice services [deleted]

As Published: 2010

COBS 6.2A Describing advice services [deleted]

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration