Search Result

1 - 20 of 985 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

SUP 16.23 Annual Financial Crime Report

As Published: 2016

SUP 16.23 Annual Financial Crime Report

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

FEES 4.4 Information on which fees are calculated

As Published: 2007

FEES 4.4 Information on which fees are calculated

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting