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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

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Effective Period

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DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

EG 9.9 The effect of the FCA’s decision to withdraw approval

DISP 1.1 Purpose and application

SUP 10A.17 Further questions [deleted]

DISP App 1.5 Additional considerations

EG 7.1 The FCA’s use of sanctions

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

COCON 1.1 Application

CASS 7.10 Application and purpose

REC 3.2 Form and method of notification

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

MAR 8.3 Requirements for benchmark administrators [deleted]

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 5.2 General investment powers and limits for UCITS schemes

EG 10.4 Other relevant powers

REC 3.26 Proposals to make regulatory provision

SYSC 4.7

SUP 5.3 Policy on the use of skilled persons

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

SUP 10A.9 Significant management functions [deleted]