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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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Similar To

IPRU-INV 1.2 APPLICATION

COLL 9.3 Section 272 recognised schemes

PRIN 1.2 Clients and the Principles

REC 2.7A Position management and position reporting in relation to commodity derivatives

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SUP 11.2 Purpose

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 2.2 Introduction

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

CONC 10.3 Calculation of prudential resources

EG 18.1 Cancellation on the FCA’s own-initiative

DEPP 7.1 Application and purpose

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LR 4.3 Approval and publication of listing particulars

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]