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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 3.3 Straightforward decisions

As Published: 2007

DEPP 3.3 Straightforward decisions

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DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

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EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

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EG 3.10 Liaison where other authorities have an interest

As Published: 2016

EG 3.10 Liaison where other authorities have an interest

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EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011 [deleted]

As Published: 2016

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011 [deleted]

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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