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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

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DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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