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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

SYSC 20.2 Reverse stress testing requirements

As Published: 2018

SYSC 20.2 Reverse stress testing requirements

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA