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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 10.7 Exemption

As Published: 2019

IFPRU 10.7 Exemption

LR 6.15 Shares of a third country company

As Published: 2017

LR 6.15 Shares of a third country company

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime