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MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

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BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

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COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

As Published: 2015

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

MAR 5.3A Systems and controls for algorithmic trading

BIPRU 9.6 Implicit support

COBS 16.2 Occasional reporting

DISP 3.7 Awards by the Ombudsman

SUP 5.3 Policy on the use of skilled persons

DEPP 6.4 Financial penalty or public censure

COBS 6.2A Describing advice services [deleted]

CONC 5A.3 Prohibition from imposing charges under agreements for high-cost short-term credit

SUP 6.4 Applications for cancellation of permission

DISP 1.3 Complaints handling rules

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts