Search Result

361 - 380 of 1518 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

…

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

…

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

…

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

…

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

…

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

…

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

…

IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2019

IFPRU 10.6 Application on an individual and consolidated basis

…

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

…

IFPRU 3.3 Basel 1 floor

As Published: 2019

IFPRU 3.3 Basel 1 floor

…

IFPRU 4.9 Stress tests

As Published: 2019

IFPRU 4.9 Stress tests

…

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

…

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

…

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

…

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

…

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

…

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

…

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

…

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

…