Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 3.26 Proposals to make regulatory provision

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PERG 8.9 Circumstances where the restriction in section 21 does not apply

MCOB 7.5 Mortgages: statements

MCOB 2A.2 Tying practices

EG 6.2 Publicity during, or upon the conclusion of regulatory action

APER 1.1A Application

CONC 5A.3 Prohibition from imposing charges under agreements for high-cost short-term credit

PERG 2.3 The business element

BIPRU 8.7 Consolidated capital resources requirements

REC 2.2 Method of satisfying the recognition requirements

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

PERG 5.1 Application and purpose

PERG 12.3 Rights under a personal pension scheme

LR 9.2 Requirements with continuing application

PERG 11.2 Guidance on property investment clubs

COBS 4.2 Fair, clear and not misleading communications

CASS 7.10 Application and purpose

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3