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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

COBS 22.2 Restrictions on the retail distribution of mutual society shares

As Published: 2015

COBS 22.2 Restrictions on the retail distribution of mutual society shares

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

SYSC 4.7

As Published: 2015

SYSC 4.7

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

PERG 15.2 General

As Published: 2011

PERG 15.2 General

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules