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EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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Similar To

PRIN 3.4 General

DTR 1.1 Application and purpose (Disclosure guidance)

SYSC 13.4 Requirements to notify the appropriate regulator

DTR 5.4 Aggregation of managed holdings

SUP App 2.15 Run-off plans for closed with-profits funds

ICOBS 8.4 Employers’ Liability Insurance

DISP 4.2 Standard terms

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP 10A.7 FCA required functions

EG 9.9 The effect of the FCA’s decision to withdraw approval

EG 2.9 FCA guidance and supporting materials

REC 2.4A Management body

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts