Search Result

201 - 220 of 972 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

…

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

…

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

SYSC 4.5

As Published: 2015

SYSC 4.5

…

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

…

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

…

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

…

LR 12.1 Application

As Published: 2005

LR 12.1 Application

…

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

…

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

…

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

…

SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

…

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

…

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

…

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

…

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

…

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

…

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

…

SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

…

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

…