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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices