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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

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PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

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PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

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EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011 [deleted]

As Published: 2016

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011 [deleted]

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EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

As Published: 2016

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

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DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

As Published: 2015

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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