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IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

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SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

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Effective Period

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REC 1.2 Purpose, status and quotations, notes or references

IFPRU 4.5 Internal ratings based approach: definition of default

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

EG 3.7 Investigations to assist overseas authorities (section 169)

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

COLL 7.6 Schemes of arrangement

DTR 6.3 Dissemination of information

APER 2.1A The Statements of Principle

CONC 7.11 Disclosures relating to “authority” or “status”

LR 6.3 Revenue earning track record requirement

CONC 8.3 Pre contract information and advice requirements

SUP 9.4 Reliance on individual guidance

LR 5.5 Miscellaneous

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme