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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

…

SYSC 4.9

As Published: 2015

SYSC 4.9

…

COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

…

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

…

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

…

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

…

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

…

MIPRU 4.2D Liquidity resources requirements

As Published: 2013

MIPRU 4.2D Liquidity resources requirements

…

IFPRU 8.1 Prudential consolidation

As Published: 2019

IFPRU 8.1 Prudential consolidation

…

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

…

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

…

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

…

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

As Published: 2008

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

…

SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

…

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

…

IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

…

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

…

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

…

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

…

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