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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

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EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

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EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

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LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

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EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

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SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

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GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

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REC 2.16B Operation of a data reporting service

As Published: 2017

REC 2.16B Operation of a data reporting service

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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