Search Result

501 - 520 of 919 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

IFPRU 4.13 Settlement risk

As Published: 2019

IFPRU 4.13 Settlement risk

SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

As Published: 2015

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

LR 20.1 Application

As Published: 2010

LR 20.1 Application

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

IFPRU 9.1 Application and Purpose

As Published: 2014

IFPRU 9.1 Application and Purpose

IFPRU 10.7 Exemption

As Published: 2019

IFPRU 10.7 Exemption

BIPRU 11.1 Application and purpose

As Published: 2006

BIPRU 11.1 Application and purpose

LR 14.1 Application

As Published: 2005

LR 14.1 Application

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

As Published: 2019

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

As Published: 2015

IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities