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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

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SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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SUP 10C.7 Other overall responsibility function (SMF18)

GEN 1.2 Referring to approval by the FCA

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

BIPRU 11.5 Technical criteria on disclosure: General requirements

LR 18.2 Requirements for listing

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

DTR 8.4 Continuing obligations

EG 10.1 Introduction

EG 9.6 Applications for variation or revocation of prohibition orders

IFPRU 2.1 Application and purpose

SUP 11.7 Acquisition or increase of control: assessment process and criteria

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]