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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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IFPRU 1.5 Notification of FINREP reporting

As Published: 2019

IFPRU 1.5 Notification of FINREP reporting

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SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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