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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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LR 3.3 Shares

PERG 8.10 Types of financial promotion

SYSC 19E.2 Remuneration policies and practices

BIPRU 13.4 CCR mark to market method

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

COBS 11.3 Client order handling

MAR 1.6 Manipulating transactions

PERG 4.6 Advising on regulated mortgage contracts

SUP App 2.15 Run-off plans for closed with-profits funds

BIPRU 8.5 Basis of consolidation

EG 18.1 Cancellation on the FCA’s own-initiative

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

EG 3.7 Investigations to assist overseas authorities (section 169)

DEPP 7.1 Application and purpose

EG 14.2 Choice of powers

LR 4.3 Approval and publication of listing particulars

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 20.3 Decision making under the CCA Order