Search Result

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

…

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

…

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

…

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

…

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 19A.1 General application and purpose

LR 19.3 Listing applications

SYSC 20.1 Application and purpose

RCB 2.3 Determination of registration

SYSC 19A.2 General requirement

COLL 6.11 Risk control and internal reporting

SYSC 20.2 Reverse stress testing requirements

SYSC 21.1 Risk control: guidance on governance arrangements

BIPRU 9.10 Reduction in risk-weighted exposure amounts

SYSC 4.3A Management body and nomination committee

LR 3.2 Application for admission to listing

SUP 11.4 Requirements on firms

SUP 4.5 Provisions applicable to all actuaries

COBS 9.3 Guidance on assessing suitability

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products