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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

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BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2019

BIPRU 3.3 The use of the credit assessments of ratings agencies

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans

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BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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MIPRU 4.2E Use of external credit assessments

As Published: 2015

MIPRU 4.2E Use of external credit assessments

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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