Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

…

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 10A.1 Application

SYSC 4.8

EG 9.9 The effect of the FCA’s decision to withdraw approval

LR 9.2 Requirements with continuing application

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

MAR 1.1 Application and interpretation

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

FEES 2.1 Introduction

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

EG 4.12 Search and seizure powers

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

EG 15.4 Disqualification under section 249 or section 261K

DEPP 6A.2 Deciding whether to take action

FEES 3.2 Obligation to pay fees

PRIN 1.1 Application and purpose

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

MCOB 5.6 Content of illustrations

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards