Search Result

61 - 80 of 1555 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SYSC 4.6

As Published: 2015

SYSC 4.6

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing