Search Result

481 - 500 of 1604 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

PERG 16.1 Introduction

As Published: 2019

PERG 16.1 Introduction

SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

COLL 4.1 Introduction

As Published: 2013

COLL 4.1 Introduction

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

CONC 6.8 Post contract business practices: credit brokers

As Published: 2014

CONC 6.8 Post contract business practices: credit brokers

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information