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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

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SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

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EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

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COBS 6.2A Describing advice services [deleted]

COBS 6.1C Consultancy charging and remuneration

SYSC 13.9 Outsourcing

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DTR 5.4 Aggregation of managed holdings

COLL 4.8 Notifications for UCITS master-feeder arrangements

PERG 6.7 Examples

BIPRU 1.1 Application

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EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

CASS 11.2 Firm classification

MAR 9.1 Application, introduction, approach and structure

COLL 4.3 Approvals and notifications

COLL 3.2 The instrument constituting the fund