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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

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SYSC 4.7

As Published: 2015

SYSC 4.7

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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Similar To

APER 4.4 Statement of Principle 4

SUP 10A.9 Significant management functions [deleted]

SUP 10C.11 Statements of responsibilities

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

DTR 5.8 Procedures for the notification and disclosure of major holdings

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

GENPRU 2.1 Calculation of capital resources requirements

LR 9.5 Transactions

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

LR 13.8 Other circulars

DTR 2.2 Disclosure of inside information

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy