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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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IFPRU 8.2 Large Exposures

As Published: 2019

IFPRU 8.2 Large Exposures

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

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PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

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