Search Result

221 - 240 of 1547 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

As Published: 2017

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions