Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

…

DTR 1.1 Application and purpose (Disclosure guidance)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure guidance)

…

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

…

CONC 5.1 Application [deleted]

As Published: 2018

CONC 5.1 Application [deleted]

…

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

As Published: 2016

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

…

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

…

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

…

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

COBS 15.3 Exercising a right to cancel

DISP 3.7 Awards by the Ombudsman

REC 3.14A Operation of a trading venue

SUP 10A.8 Systems and controls functions

SUP 6.1 Application, interpretation and purpose

BIPRU 7.7 Position risk requirements for collective investment undertakings

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

ICOBS 4.3 Remuneration disclosure

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]