Search Result

781 - 800 of 1495 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

MCOB 11.7 Transitional arrangements

As Published: 2012

MCOB 11.7 Transitional arrangements

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

CONC 3.7 Financial promotions and communications: credit brokers

As Published: 2014

CONC 3.7 Financial promotions and communications: credit brokers

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

As Published: 2016

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

As Published: 2016

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

MCOB 2A.5 Variable rate credits

As Published: 2016

MCOB 2A.5 Variable rate credits