Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

…

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

As Published: 2015

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

…

ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2015

ICOBS 6.2 Pre-contract information: general insurance contracts

…

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

…

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

…

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 9.6 Notifications

SUP App 3.3 Background

DTR 4.1 Annual financial report

SUP 10A.6 FCA governing functions

SYSC 6.2 Internal audit

ICOBS 4.1 General requirements for insurance intermediaries and insurers

PERG 11.2 Guidance on property investment clubs

BIPRU 9.10 Reduction in risk-weighted exposure amounts

SUP 10A.14 Changes to an FCA-approved person's details

SUP 15.12 Ongoing alerts for retail adviser complaints

SUP App 3.6 Freedom to provide services

LR 8.7 Supervision of sponsors

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms