Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

…

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

…

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

…

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 16.5 Annual Close Links Reports

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

REC 2.16B Operation of a data reporting service

DISP 1.10B Payment services and electronic money complaints reporting

REC 3.6 Constitution and governance

LR 5.4 Restoring listing

PERG 9.3 The definition

EG 15.4 Disqualification under section 249 or section 261K

REC 2.10 Financial crime and market abuse

LR 10.8 Miscellaneous

MIPRU 2.3 Knowledge, ability and good repute [deleted]

MAR 9.2 Authorisation and verification

DISP App 1.5 Additional considerations

LR 5.1 Suspending listing

LR 8.4 Role of a sponsor: transactions

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy