Search Result

481 - 500 of 673 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

COBS 19.7 Retirement risk warnings

As Published: 2015

COBS 19.7 Retirement risk warnings

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose