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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

REC 3.23 Default

As Published: 2011

REC 3.23 Default

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

DISP 1.5 Complaints resolved by close of the third business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the third business day

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

COND 1.3 General

As Published: 2013

COND 1.3 General

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence