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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

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CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2018

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

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CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2019

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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