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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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MCOB 6.8 Home purchase plans

As Published: 2006

MCOB 6.8 Home purchase plans

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PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

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IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2019

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

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GEN 7.2 Call charges

As Published: 2015

GEN 7.2 Call charges

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EG 5.3 The basis of settlement discussions

As Published: 2016

EG 5.3 The basis of settlement discussions

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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ICOBS 4.3 Remuneration disclosure

As Published: 2018

ICOBS 4.3 Remuneration disclosure

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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IFPRU 2.4 Reporting of breaches

As Published: 2015

IFPRU 2.4 Reporting of breaches

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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