Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

…

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

…

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

…

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 5A.6 Other information

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

SUP 10A.8 Systems and controls functions

PERG 10.3 Pension Scheme Trustees

CONC 7.6 Exercise of continuous payment authority

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

PERG 8.22 The Internet

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

EG 19.17 Regulated Covered Bonds Regulations 2008

APER 3.1 Introduction

BIPRU 1.3 Applications for advanced approaches and waivers

DEPP 6.6 Financial penalties for late and incomplete submission of reports

CASS 8.2 Definition of mandate

LR 7.2 The Listing and Premium Listing Principles

BIPRU 4.1 The IRB approach: Application, purpose and overview