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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

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COLL 9.2 Section 264 recognised schemes [deleted]

As Published: 2011

COLL 9.2 Section 264 recognised schemes [deleted]

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LR 6.15 Shares of a third country company

As Published: 2017

LR 6.15 Shares of a third country company

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TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

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